Is futu regulated by the nfa?
Futu Futures Inc. Is a licensed entity registered with the National Futures Association (NFA) (NFA ID: 0523957), and is regulated by the National Futures Association (NFA) and the Commodity Futures Trading Commission (CFTC). Futu Singapore Pte. Ltd.
How do i notify nfa of a change in form of organization?
In most instances, firms may notify NFA of a change in form of organization by filing an Update. If a firm reports a change in the form of organization by filing an Update, the newly formed organization will be liable for all obligations of the pre-existing organization.
Where can i get additional information about nfa?
NFA's Information Center representatives are available to answer Member and investor questions and provide additional information on any NFA-related topic. Centro de Información in espanol.
Are cftc registered firms required to be nfa members?
CFTC regulations also require, with few exceptions, CFTC registered firms to be NFA Members. The CFTC has delegated registration responsibility to NFA. All futures professionals required to register with the CFTC are granted registration only after a thorough investigation of their background to determine if they meet...